Alan E. Smith - May 23, 2025 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
VP & General Manager - Batavia
Signature
/s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith
Stock symbol
GHM
Transactions as of
May 23, 2025
Transactions value $
-$369,850
Form type
4
Date filed
5/27/2025, 04:30 PM
Previous filing
May 20, 2025
Next filing
Jun 4, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Smith Alan E VP & General Manager - Batavia C/O GRAHAM CORPORATION, 20 FLORENCE AVENUE, BATAVIA /s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith 2025-05-27 0001408288

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Options Exercise $0 +3.05K +6.04% $0.00 53.6K May 23, 2025 Direct F1
transaction GHM Common Stock Tax liability -$52.8K -1.44K -2.68% $36.79 52.2K May 23, 2025 Direct F2
transaction GHM Common Stock Options Exercise $0 +18.3K +35.1% $0.00 70.5K May 23, 2025 Direct F1
transaction GHM Common Stock Tax liability -$317K -8.62K -12.22% $36.79 61.9K May 23, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHM Restricted Stock Units Options Exercise $0 -3.05K -100% $0.00 0 May 23, 2025 Common Stock 3.05K $0.00 Direct F1, F3
transaction GHM Restricted Stock Units Options Exercise $0 -18.3K -100% $0.00 0 May 23, 2025 Common Stock 18.3K $0.00 Direct F1, F3
holding GHM Restricted Stock Units 2.38K May 23, 2025 Common Stock 2.37K $0.00 Direct F1, F4
holding GHM Restricted Stock Units 3.87K May 23, 2025 Common Stock 3.87K $0.00 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
F3 These restricted stock units vested on 5/23/2025.
F4 Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.
F5 These restricted stock units vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027, except as otherwise provided in the award notice.