Alan E. Smith - 23 May 2025 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
VP & General Manager - Batavia
Signature
/s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith
Issuer symbol
GHM
Transactions as of
23 May 2025
Net transactions value
-$369,850
Form type
4
Filing time
27 May 2025, 16:30:46 UTC
Previous filing
20 May 2025
Next filing
04 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Smith Alan E VP & General Manager - Batavia C/O GRAHAM CORPORATION, 20 FLORENCE AVENUE, BATAVIA /s/ Christina McLeod, Attorney-in-Fact for Alan E. Smith 27 May 2025 0001408288

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Options Exercise $0 +3,053 +6% $0.000000 53,614 23 May 2025 Direct F1
transaction GHM Common Stock Tax liability $52,830 -1,436 -2.7% $36.79 52,178 23 May 2025 Direct F2
transaction GHM Common Stock Options Exercise $0 +18,315 +35% $0.000000 70,493 23 May 2025 Direct F1
transaction GHM Common Stock Tax liability $317,019 -8,617 -12% $36.79 61,876 23 May 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHM Restricted Stock Units Options Exercise $0 -3,053 -100% $0.000000 0 23 May 2025 Common Stock 3,053 $0.000000 Direct F1, F3
transaction GHM Restricted Stock Units Options Exercise $0 -18,315 -100% $0.000000 0 23 May 2025 Common Stock 18,315 $0.000000 Direct F1, F3
holding GHM Restricted Stock Units 2,375 23 May 2025 Common Stock 2,374 $0.000000 Direct F1, F4
holding GHM Restricted Stock Units 3,873 23 May 2025 Common Stock 3,873 $0.000000 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
F3 These restricted stock units vested on 5/23/2025.
F4 Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.
F5 These restricted stock units vest one-third on each of 6/4/2025, 6/4/2026 and 6/4/2027, except as otherwise provided in the award notice.