Daniel J. Thoren - Jun 4, 2025 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
Chief Executive Officer, Director
Signature
/s/ Christina McLeod, Attorney-in-Fact for Daniel J. Thoren
Stock symbol
GHM
Transactions as of
Jun 4, 2025
Transactions value $
-$81,657
Form type
4
Date filed
6/5/2025, 05:56 PM
Previous filing
Jun 4, 2025
Next filing
Jun 11, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Thoren Daniel J. Chief Executive Officer, Director C/O GRAHAM CORPORATION, 20 FLORENCE AVENUE, BATAVIA /s/ Christina McLeod, Attorney-in-Fact for Daniel J. Thoren 2025-06-05 0001864850

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Options Exercise $0 +5.54K +1.65% $0.00 341K Jun 4, 2025 Direct F1
transaction GHM Common Stock Tax liability -$81.7K -2K -0.59% $40.89 339K Jun 4, 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHM Restricted Stock Units Options Exercise $0 -5.54K -33.33% $0.00 11.1K Jun 4, 2025 Common Stock 5.54K $0.00 Direct F1, F3
holding GHM Restricted Stock Units 6.09K Jun 4, 2025 Common Stock 6.09K $0.00 Direct F1, F4
holding GHM Restricted Stock Units 1.59K Jun 4, 2025 Common Stock 1.59K $0.00 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
F3 One-third of the original grant of these restricted stock units vested on 6/4/2025, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 6/4/2026 and 6/4/2027.
F4 Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.
F5 These restricted stock units vest one-third on each of 6/2/2026, 6/2/2027 and 6/2/2028, except as otherwise provided in the award notice.