ROGER C. HOCHSCHILD - 06 Jun 2025 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Director
Signature
Chris Agbe-Davies as Attorney-in-Fact
Issuer symbol
PFG
Transactions as of
06 Jun 2025
Transactions value $
$69,966
Form type
4
Filing time
10 Jun 2025, 13:57:28 UTC
Previous filing
22 May 2025
Next filing
01 Jul 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
HOCHSCHILD ROGER C Director 711 HIGH STREET, DES MOINES Chris Agbe-Davies as Attorney-in-Fact 10 Jun 2025 0001183833

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFG Phantom Stock Units Award $70K +909 +3.49% $76.97 26.9K 06 Jun 2025 Common Stock 909 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units convert to common stock on a one-for-one basis.
F2 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.