Kimberly Shannon Gosk - Aug 1, 2025 Form 3 Insider Report for Otis Worldwide Corp (OTIS)

Role
EVP & CPO
Signature
Toby Smith, Attorney-in-Fact
Stock symbol
OTIS
Transactions as of
Aug 1, 2025
Transactions value $
$0
Form type
3
Date filed
8/8/2025, 04:08 PM
Next filing
Sep 3, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Gosk Kimberly Shannon EVP & CPO 1 CARRIER PLACE, FARMINGTON Toby Smith, Attorney-in-Fact 2025-08-08 0002080291

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OTIS Common Stock 5.69K Aug 1, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OTIS Restricted Stock Units Aug 1, 2025 Common Stock 1.33K $0.00 Direct F1, F2
holding OTIS Restricted Stock Units Aug 1, 2025 Common Stock 595 $0.00 Direct F1, F3
holding OTIS Restricted Stock Units Aug 1, 2025 Common Stock 319 $0.00 Direct F1, F4
holding OTIS Stock Appreciation Rights Aug 1, 2025 Common Stock 3.29K $91.94 Direct F5
holding OTIS Stock Appreciation Rights Aug 1, 2025 Common Stock 3.09K $83.63 Direct F6
holding OTIS Stock Appreciation Rights Aug 1, 2025 Common Stock 2.65K $81.85 Direct F7
holding OTIS Stock Appreciation Rights Aug 1, 2025 Common Stock 3.73K $63.93 Direct F8
holding OTIS Stock Appreciation Rights Aug 1, 2025 Common Stock 6.05K $80.97 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) convert into common stock on a one-for-one basis and include the right to receive dividend equivalents that are credited as additional RSUs.
F2 These RSUs are scheduled to vest in three substantially equal annual installments beginning on the first anniversary of the date of grant. The date of grant was February 4, 2025.
F3 These RSUs are scheduled to vest in two substantially equal annual installments on the second and third anniversaries of the date of grant. The date of grant was February 6, 2024.
F4 These RSUs are scheduled to vest on the third anniversary of the date of grant. The date of grant was February 7, 2023.
F5 These Stock Appreciation Rights (SARs) were granted on February 6, 2024. 1,095 SARs became exercisable on the first anniversary of the date of grant and the remaining 2,192 SARs are scheduled to become exercisable in two substantially equal annual installments on the second and third anniversaries of the date of grant.
F6 These SARs were granted on February 7, 2023. 2,062 SARs became exercisable on the first and second anniversaries of the date of grant. The remaining 1,032 SARs are scheduled to become exercisable on the third anniversary of the date of grant.
F7 These SARs were granted on February 3, 2022 and became fully exercisable on the third anniversary of the date of grant.
F8 These SARs were granted on February 5, 2021 and became fully exercisable on the third anniversary of the date of grant.
F9 These SARs were granted on February 4, 2020 and became fully exercisable on the third anniversary of the date of grant.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney