Kurt Kalbfleisch - Sep 3, 2025 Form 4 Insider Report for Sphere 3D Corp. (ANY)

Role
Acting CEO and CFO
Signature
By: Denise Garrett For: Kurt Kalbfleisch
Stock symbol
ANY
Transactions as of
Sep 3, 2025
Transactions value $
-$51,593
Form type
4
Date filed
9/5/2025, 05:00 PM
Previous filing
Jun 9, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Kalbfleisch Kurt L. Acting CEO and CFO C/O SPHERE 3D CORP., 243 TRESSER BLVD., 17TH FLOOR, STAMFORD By: Denise Garrett For: Kurt Kalbfleisch 2025-09-05 0001409130

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANY Common Stock Options Exercise +195K +54.96% 550K Sep 3, 2025 Direct F1
transaction ANY Common Stock Tax liability -$51.6K -85K -15.45% $0.61 465K Sep 3, 2025 Direct
holding ANY Common Stock 2.14K Sep 3, 2025 By Daughter
holding ANY Common Stock 2.14K Sep 3, 2025 By Son

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ANY Restricted Stock Unit (RSU) Options Exercise -195K -14.4% 1.16M Sep 3, 2025 Common Stock 195K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
F2 11,607 RSUs vested on June 20, 2025, 89,844 RSUs vested on June 30, 2025 and 93,750 RSUs vested on September 1, 2025.
F3 The RSUs reported under Column 9 include three awards. The underlying shares and vesting schedules are as follows: (i) 78,125 shares vest each quarter beginning 9/30/2025 until 12/31/2026; (ii) 11,719 shares vest each quarter beginning 9/30/2025 until 12/31/2025 and 11,717 shares vest on 3/31/2026; and (iii) 93,750 shares vest each quarter from 12/1/2025 until 6/1/2027.