| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| CORRELL JESSE T | Chairman & CEO, Director, 10%+ Owner | PO BOX 328, STANFORD | /s/ Jill Martin, Attorney-in-Fact | 03 Jun 2025 | 0001064892 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | UTGN | Common Stock | Purchase | $0 | +21.6K | +4.64% | $0.00 | 487K | 30 May 2025 | By First Southern Funding, LLC | F1, F2 |
| holding | UTGN | Common Stock | 81.6K | 30 May 2025 | Direct | ||||||
| holding | UTGN | Common Stock | 72.8K | 30 May 2025 | By WCorrell, Limited Partnership | F3 | |||||
| holding | UTGN | Common Stock | 205K | 30 May 2025 | By First Southern Bancorp, Inc. | F4 | |||||
| holding | UTGN | Common Stock | 1.2M | 30 May 2025 | By First Southern Holdings, LLC. | F5 |
| Id | Content |
|---|---|
| F1 | The reporting person is President and Manager of First Southern Funding, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| F2 | This transaction is being reported to reflect the redemption by First Southern Funding, LLC of a member's interest. On May 30, 2025 First Southern Funding, LLC redeemed a member owning 44.75 units (5.28% interest). This redemption increased the membership interest of the reporting person (and his spouse) by 4.44%. The shares of UTG, Inc. reported as acquired represent 4.44% of the UTG shares owned by First Southern Funding, LLC. No separate price was stated for those shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| F3 | The reporting person is the managing general partner of WCorrell, Limited Partnership. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| F4 | The reporting person is Chairman and President of First Southern Bancorp, Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| F5 | The reporting person is the President and First Southern Bancorp, Inc. is a 99% member of First Southern Holdings, LLC. See note (4). The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |