Mark A. Ernst - May 4, 2023 Form 4 Insider Report for AVANTAX, INC. (AVTA)

Role: Director
Signature: /s/Tabitha Bailey, as Attorney-in-Fact for Marc Ernst
Stock symbol: AVTA
Transactions as of: May 4, 2023
Transactions value $: $0
Form type: 4
Date filed: 5/8/2023, 04:42 PM
Previous filing: May 1, 2023
Next filing: May 12, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AVTA	Common Stock	Award	$0	+6.08K	+6.31%	$0.00	103K	May 4, 2023	Direct	F1
holding	AVTA	Common Stock						14K	May 4, 2023	By Bellevue Capital LLC	F2

Showing 1 to 2 of 2 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects a grant of restricted stock units ("RSUs") that was made to the reporting person on May 4, 2023 and that will vest on the earlier of the one-year anniversary of the date of grant or the first annual stockholders meeting following such grant date. The reporting person has elected to defer 100% of this RSU award.
F2	The reporting person is the managing partner of the limited liability company that owns the reported securities.