Name | Relationship | Address | Signature | Signature date | CIK |
---|---|---|---|---|---|
SMITH PATRICK W | CHIEF EXECUTIVE OFFICER, Director | 17800 NORTH 85TH STREET, SCOTTSDALE | /s/ Patrick W. Smith by Isaiah Fields, Attorney-in-Fact | 2025-08-12 | 0001167028 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AXON | Common Stock | Sale | -$251K | -305 | -0.01% | $821.68 | 3.06M | Aug 11, 2025 | Direct | F1, F2 |
transaction | AXON | Common Stock | Sale | -$798K | -969 | -0.03% | $823.28 | 3.06M | Aug 11, 2025 | Direct | F1, F3 |
transaction | AXON | Common Stock | Sale | -$582K | -706 | -0.02% | $824.54 | 3.06M | Aug 11, 2025 | Direct | F1, F4 |
transaction | AXON | Common Stock | Sale | -$76K | -92 | 0% | $826.14 | 3.06M | Aug 11, 2025 | Direct | F1, F5 |
transaction | AXON | Common Stock | Sale | -$59.6K | -72 | 0% | $827.40 | 3.06M | Aug 11, 2025 | Direct | F1, F6 |
transaction | AXON | Common Stock | Sale | -$378K | -456 | -0.01% | $828.82 | 3.06M | Aug 11, 2025 | Direct | F1, F7 |
transaction | AXON | Common Stock | Sale | -$783K | -943 | -0.03% | $830.25 | 3.06M | Aug 11, 2025 | Direct | F1, F8 |
transaction | AXON | Common Stock | Sale | -$791K | -951 | -0.03% | $831.49 | 3.06M | Aug 11, 2025 | Direct | F1, F9 |
transaction | AXON | Common Stock | Sale | -$994K | -1.19K | -0.04% | $832.34 | 3.06M | Aug 11, 2025 | Direct | F1, F10 |
transaction | AXON | Common Stock | Sale | -$863K | -1.04K | -0.03% | $833.71 | 3.06M | Aug 11, 2025 | Direct | F1, F11 |
transaction | AXON | Common Stock | Sale | -$1.11M | -1.33K | -0.04% | $834.62 | 3.06M | Aug 11, 2025 | Direct | F1, F12 |
transaction | AXON | Common Stock | Sale | -$974K | -1.17K | -0.04% | $835.57 | 3.05M | Aug 11, 2025 | Direct | F1, F13 |
transaction | AXON | Common Stock | Sale | -$375K | -448 | -0.01% | $836.53 | 3.05M | Aug 11, 2025 | Direct | F1, F14 |
transaction | AXON | Common Stock | Sale | -$105K | -125 | 0% | $838.09 | 3.05M | Aug 11, 2025 | Direct | F1, F15 |
transaction | AXON | Common Stock | Sale | -$153K | -182 | -0.01% | $839.10 | 3.05M | Aug 11, 2025 | Direct | F1, F16 |
transaction | AXON | Common Stock | Sale | -$24.4K | -29 | 0% | $842.89 | 3.05M | Aug 11, 2025 | Direct | F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2025. |
F2 | The transaction was executed in multiple trades at prices ranging from $821.50 to $822.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F3 | The transaction was executed in multiple trades at prices ranging from $822.735 to $823.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F4 | The transaction was executed in multiple trades at prices ranging from $823.90 to $824.83. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F5 | The transaction was executed in multiple trades at prices ranging from $826.09 to $826.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F6 | The transaction was executed in multiple trades at prices ranging from $827.185 to $827.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F7 | The transaction was executed in multiple trades at prices ranging from $828.405 to $829.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F8 | The transaction was executed in multiple trades at prices ranging from $829.52 to $830.43. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F9 | The transaction was executed in multiple trades at prices ranging from $831.00 to $831.985. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F10 | The transaction was executed in multiple trades at prices ranging from $832.00 to $832.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F11 | The transaction was executed in multiple trades at prices ranging from $833.015 to $834.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F12 | The transaction was executed in multiple trades at prices ranging from $834.01 to $834.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F13 | The transaction was executed in multiple trades at prices ranging from $835.14 to $836.025. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F14 | The transaction was executed in multiple trades at prices ranging from $836.51 to $836.57. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F15 | The transaction was executed in multiple trades at prices ranging from $837.795 to $838.145. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
F16 | The transaction was executed in multiple trades at prices ranging from $838.93 to $839.11. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |