Stephen Arcana - 25 Aug 2021 Form 4 Insider Report for GOLDEN ENTERTAINMENT, INC. (GDEN)

Role
EVP and COO
Signature
/s/ Charles H. Protell, attorney-in-fact
Issuer symbol
GDEN
Transactions as of
25 Aug 2021
Transactions value $
-$3,171,670
Form type
4
Filing time
27 Aug 2021, 19:04:14 UTC
Previous filing
15 Mar 2024
Next filing
02 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GDEN Common Stock Options Exercise $513,800 +70,000 +37% $7.34* 260,944 25 Aug 2021 Direct
transaction GDEN Common Stock Tax liability -$1,783,051 -36,628 -14% $48.68 224,316 25 Aug 2021 Direct
transaction GDEN Common Stock Sale -$992,274 -18,754 -8.4% $52.91 205,562 25 Aug 2021 Direct F1
transaction GDEN Common Stock Sale -$910,144 -17,346 -8.4% $52.47 188,216 26 Aug 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GDEN Stock Option Options Exercise $0 +70,000 +233% $0 100,000 25 Aug 2021 Common Stock 70,000 $7.34 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.56 to $53.63. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (1) to Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.58 to $53.34. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote (2) to Form 4.
F3 The options, representing a right to purchase a total of 220,000 shares of common stock, became exercisable 1/4 of the total number of shares on 08/27/16, and 1/48 of the total number of shares of on the last day of each one month period following 08/27/16.