George Cardoza - Dec 30, 2021 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role
President & COO, Lab Ops
Signature
/s/ George Cardoza
Stock symbol
NEO
Transactions as of
Dec 30, 2021
Transactions value $
$0
Form type
4
Date filed
12/30/2021, 05:04 PM
Previous filing
Jul 7, 2021
Next filing
Mar 3, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Award $0 +61.1K +33.17% $0.00 245K Dec 30, 2021 Direct F1
holding NEO Common Stock 20K Dec 30, 2021 Trust by Self

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEO Stock Option (Right to Buy) 50K Dec 30, 2021 Common Stock 50K $7.52 Direct F2
holding NEO Stock Option (Right to Buy) 193K Dec 30, 2021 Common Stock 193K $8.03 Direct F3
holding NEO Stock Option (Right to Buy) 51.5K Dec 30, 2021 Common Stock 51.5K $19.60 Direct F4
holding NEO Stock Option (Right to Buy) 48.8K Dec 30, 2021 Common Stock 48.8K $28.33 Direct F5
holding NEO Stock Option (Right to Buy) 35.2K Dec 30, 2021 Common Stock 35.2K $53.17 Direct F6
holding NEO Stock Option (Right to Buy) 40.5K Dec 30, 2021 Common Stock 40.5K $43.95 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 30, 2021, Mr. Cardoza was granted 61,143 restricted stock awards. These awards vest ratably over three years with the first tranche vesting on December 31, 2022.
F2 On April 28, 2017, Mr. Cardoza was granted 200,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F3 On February 26, 2018, Mr. Cardoza was granted 192,500 stock options. These options vested ratably over the first three anniversary dates of the grant date.
F4 On March 1, 2019, Mr. Cardoza was granted 51,459 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F5 On March 2, 2020, Mr. Cardoza was granted 48,768 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F6 On March 2, 2021, Mr. Cardoza was granted 35,171 stock options. These options vest ratably over the first four anniversary dates of the grant date.
F7 On July 5, 2021, Mr. Cardoza was granted 40,502 stock options. These options vest ratably over the first four anniversary dates of the grant date.