Alicia C. Olivo - May 1, 2023 Form 4 Insider Report for NEOGENOMICS INC (NEO)

Role
General Counsel
Signature
/s/ Alicia C. Olivo
Stock symbol
NEO
Transactions as of
May 1, 2023
Transactions value $
$0
Form type
4
Date filed
5/3/2023, 04:59 PM
Previous filing
Oct 28, 2022
Next filing
May 15, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEO Common Stock Tax liability $0 -662 -1.6% $0.00 40.7K May 1, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NEO Stock Option (Right to Buy) 1.05K May 1, 2023 Common Stock 1.05K $19.12 Direct F3
holding NEO Stock Option (Right to Buy) 1.02K May 1, 2023 Common Stock 1.02K $27.34 Direct F4
holding NEO Stock Option (Right to Buy) 516 May 1, 2023 Common Stock 516 $48.99 Direct F5
holding NEO Stock Option (Right to Buy) 1.12K May 1, 2023 Common Stock 1.12K $46.10 Direct F6
holding NEO Stock Option (Right to Buy) 22.2K May 1, 2023 Common Stock 22.2K $9.45 Direct F7
holding NEO Stock Option (Right to Buy) 55.3K May 1, 2023 Common Stock 55.3K $10.05 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares surrendered to NeoGenomics Inc. for retirement to satisfy the tax obligations in connection with the May 1, 2023 vesting of restricted stock.
F2 This balance includes 357 shares that were acquired pursuant to NeoGenomics's Employee Stock Purchase Plan (ESPP) since the date of the reporting person's last filing. The shares were acquired in transactions exempt from Section 16b-3.
F3 On September 30, 2019, Ms. Olivo was granted 1,394 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F4 On May 1, 2020, Ms. Olivo was granted 1,024 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F5 On May 1, 2021, Ms. Olivo was granted 516 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F6 On August 1, 2021, Ms. Olivo was granted 1,117 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F7 On May 1, 2022, Ms. Olivo was granted 22,222 stock options. The options vest ratably over the first four anniversary dates of the grant date.
F8 On September 1, 2022, Ms. Olivo was granted 55,332 stock options. The options vest ratably over the first four anniversary dates of the grant date.