| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Aunan Greg D | Chief Accounting Officer | 9490 NEOGENOMICS WAY, FORT MYERS | /s/ Ali Olivo, Attorney-in-Fact | 2025-05-05 | 0001646370 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NEO | Common Stock | Tax liability | $0 | -937 | -6.48% | $0.00 | 13.5K | May 1, 2025 | Direct | F1 |
| transaction | NEO | Common Stock | Options Exercise | $0 | +5.37K | +39.75% | $0.00 | 18.9K | May 2, 2025 | Direct | F2, F3 |
| transaction | NEO | Common Stock | Tax liability | $0 | -1.31K | -6.93% | $0.00 | 17.6K | May 2, 2025 | Direct | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | NEO | Stock Option (Right to Buy) | 28.7K | May 1, 2025 | Common Stock | 28.7K | $14.62 | Direct | F5 | |||||
| holding | NEO | Stock Option (Right to Buy) | 27K | May 1, 2025 | Common Stock | 27K | $13.96 | Direct | F6 | |||||
| holding | NEO | Restricted Stock Unit | 16.1K | May 1, 2025 | Common Stock | 16.1K | $0.00 | Direct | F7, F8 | |||||
| holding | NEO | Stock Option (Right to Buy) | 31.2K | May 1, 2025 | Common Stock | 31.2K | $11.86 | Direct | F9 | |||||
| holding | NEO | Restricted Stock Unit | 19K | May 1, 2025 | Common Stock | 19K | $0.00 | Direct | F8, F10 |
| Id | Content |
|---|---|
| F1 | Shares surrendered to NeoGenomics, Inc. for retirement to satisfy tax obligations in connection with the May 1, 2025 vesting of restricted stock. |
| F2 | Reflects the release of restricted stock units that were previously reported on a Form 4. |
| F3 | Each restricted stock unit is the economic equivalent of one share of NeoGenomics, Inc. common stock and is converted into common stock upon vesting. |
| F4 | Disposition of shares was in connection with the Issuer's withholding of common stock to satisfy tax withholding obligations related to the issuance of common stock upon release of restricted stock units. |
| F5 | On May 1, 2023, Mr. Aunan was granted 28,662 stock options. The options vest ratably over the first four anniversary dates of the grant date. |
| F6 | On May 2, 2024, Mr. Aunan was granted 26,978 stock options. The options vest ratably over the first three anniversary dates of the grant date. |
| F7 | On May 2, 2024, Mr. Aunan was granted 16,117 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date. |
| F8 | Once vested, the shares of common stock are not subject to expiration. |
| F9 | On February 21, 2025, Mr. Aunan was granted 31,163 stock options. The options vest ratably over the first three anniversary dates of the grant date. |
| F10 | On February 21, 2025, Mr. Aunan was granted 18,971 restricted stock units. The restricted stock units vest ratably over the first three anniversary dates of the grant date. |