Glazer Avram A - 04 Aug 2025 Form 4/A - Amendment Insider Report for INNOVATE Corp. (VATE)

Role
Director, 10%+ Owner
Signature
/s/ Avram A. Glazer
Issuer symbol
VATE
Transactions as of
04 Aug 2025
Transactions value $
$0
Form type
4/A - Amendment
Filing time
18 Sep 2025, 16:23:23
Date Of Original Report
06 Aug 2025
Previous filing
16 Jun 2025
SEC
View on sec.gov

Reporting Owners (4)

Name Relationship Address Signature Signature date CIK
GLAZER AVRAM A Director, 10%+ Owner C/O WOODS OVIATT GILMAN LLP, 1900 BAUSCH & LOMB PLACE, ROCHESTER /s/ Avram A. Glazer 18 Sep 2025 0001077812
Avram Glazer Irrevocable Exempt Trust 10%+ Owner C/O WOODS OVIATT GILMAN LLP, 1900 BAUSCH & LOMB PLACE, ROCHESTER /s/ Jill H. Glazer 18 Sep 2025 0001582402
Glazer Jill H. 10%+ Owner C/O WOODS OVIATT GILMAN LLP, 1900 BAUSCH & LOMB PLACE, ROCHESTER /s/ Avram A. Glazer, Trustee of the Avram Glazer Irrevocable Exempt Trust 18 Sep 2025 0002048636
Lancer Capital LLC 10%+ Owner C/O WOODS OVIATT GILMAN LLP, 1900 BAUSCH & LOMB PLACE, ROCHESTER /s/ Avram A. Glazer, President of Lancer Capital LLC 18 Sep 2025 0002085995

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VATE 7.5% Convertible Senior Notes due 2026 $0 04 Aug 2025 Common Stock $0 $42.31 Lancer Capital F1, F2, F3
holding VATE 9.5% Convertible Senior Notes due 2027 $2.2M 04 Aug 2025 Common Stock $2.2M $42.31 Lancer Capital F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 amendment is being filed solely to add Lancer Capital LLC as an additional reporting owner. This holding reflects the transaction reported in the original Form 4 and is included for the purpose of gaining access to the filing system.
F2 The reported shares are directly beneficially owned by Lancer Capital . The Avram Glazer Irrevocable Exempt Trust (the "Trust") is the sole member of Lancer Capital, and in such capacity may be deemed to beneficially own the shares beneficially owned by Lancer Capital. Mr. Avram A. Glazer is the trustee of the Trust, and in such capacity may be deemed to beneficially own the shares beneficially owned by the Trust.
F3 Mrs. Jill H. Glazer is the spouse of Mr. Glazer and in such capacity may be deemed to beneficially own the shares beneficially owned by him.
F4 The reported shares are held by Lancer Capital . The Avram Glazer Irrevocable Exempt Trust (the "Trust") is the sole member of Lancer Capital, and in such capacity may be deemed to beneficially own the shares beneficially owned by Lancer Capital. Mr. Avram A. Glazer is the trustee of the Trust, and in such capacity may be deemed to beneficially own the shares beneficially owned by the Trust.