Lachlan Grant Young - 04 Aug 2021 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role: 10%+ Owner
Signature: /s/ Lachlan Grant Young
Issuer symbol: PKTX
Transactions as of: 04 Aug 2021
Net transactions value: $0
Form type: 4
Filing time: 06 Aug 2021, 19:54:16 UTC
Next filing: 17 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	PKTX	Common Stock						10,021,250	04 Aug 2021	Direct
holding	PKTX	Common Stock						1,125,600	04 Aug 2021	See footntoe	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PKTX	Stock Option	Disposed to Issuer	$0	-3,500,000	-100%	$0.000000^*	0	04 Aug 2021	Common Stock	3,500,000	$0.1200	Direct	F2
transaction	PKTX	Stock Option	Disposed to Issuer	$0	-5,000,000	-100%	$0.000000^*	0	04 Aug 2021	Common Stock	5,000,000	$0.2600	Direct	F2
transaction	PKTX	Stock Option	Disposed to Issuer	$0	-5,000,000	-100%	$0.000000^*	0	04 Aug 2021	Common Stock	5,000,000	$0.2600	Direct	F2
transaction	PKTX	Stock Option	Disposed to Issuer	$0	-5,000,000	-100%	$0.000000^*	0	04 Aug 2021	Common Stock	5,000,000	$0.1100	Direct	F2
transaction	PKTX	Stock Option	Disposed to Issuer	$0	-5,000,000	-100%	$0.000000^*	0	04 Aug 2021	Common Stock	5,000,000	$0.0900	Direct	F2
transaction	PKTX	Stock Option	Disposed to Issuer	$0	-5,000,000	-100%	$0.000000^*	0	04 Aug 2021	Common Stock	5,000,000	$0.1400	Direct	F2
transaction	PKTX	Stock Option	Disposed to Issuer	$0	-5,000,000	-100%	$0.000000^*	0	04 Aug 2021	Common Stock	5,000,000	$0.1400	Direct	F2
transaction	PKTX	Stock Option	Award	$0	+33,500,000		$0.000000	33,500,000	04 Aug 2021	Common Stock	33,500,000	$0.1100	Direct	F3
transaction	PKTX	Stock Option	Award	$0	+780,000		$0.000000	780,000	04 Aug 2021	Common Stock	780,000	$0.1100	Direct	F4
holding	PKTX	Warrant						6,000,000	04 Aug 2021	Common Stock	6,000,000	$0.2600	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Owned by Mr. Young's wife.
F2	Cancelation of options for no value received.
F3	Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. Fully vested.
F4	Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. 195,000 shares of common stock vest on September 30, 2021; thereafter 195,000 shares vest every three months.