CLARENCE E. SMITH - 22 Dec 2021 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role: President & CEO, Director, 10%+ Owner
Signature: /s/ Clarence E. Smith
Issuer symbol: PKTX
Transactions as of: 22 Dec 2021
Net transactions value: +$50,000
Form type: 4
Filing time: 28 Dec 2021, 17:38:05 UTC
Previous filing: 06 Aug 2021
Next filing: 17 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PKTX	Common Stock	Purchase	$50,000	+833,333	+2.9%	$0.0600	29,994,443	22 Dec 2021	Direct	F1
holding	PKTX	Common Stock						13,235,160	22 Dec 2021	See footnote	F2
holding	PKTX	Common Stock						1,850,000	22 Dec 2021	See footnote	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	PKTX	Warrant						142,857	22 Dec 2021	Common Stock	142,857	$0.0700	Direct
holding	PKTX	Stock Option						25,000,000	22 Dec 2021	Common Stock	25,000,000	$0.1100	Direct	F4
holding	PKTX	Stock Option						2,600,000	22 Dec 2021	Common Stock	2,600,000	$1.11	Direct	F5
holding	PKTX	Warrant						216,666	22 Dec 2021	Common Stock	216,666	$0.1200	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares purchased in a private placement from the Company.
F2	Shares held by the Clarence E. Smith Trusts.
F3	Shares held by Mr. Smith's retirement account.
F4	Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. Fully vested.
F5	Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on August 4, 2021. On September 30, 2021, 650,000 shares vest; thereafter 650,000 shares vest each quarter.