Michael R. Guzzetta - 07 Dec 2022 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
CFO
Signature
/s/ Michael R. Guzzetta
Issuer symbol
PKTX
Transactions as of
07 Dec 2022
Transactions value $
$0
Form type
4
Filing time
09 Dec 2022, 16:14:37 UTC
Previous filing
18 May 2022
Next filing
27 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PKTX Common Stock 716,369 07 Dec 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PKTX Stock Option Other $0 -1,500,000 -100% $0* 0 07 Dec 2022 Common Stock 1,500,000 $0.06 Direct F1
transaction PKTX Stock Option Other $0 -7,500,000 -100% $0* 0 07 Dec 2022 Common Stock 7,500,000 $0.11 Direct F1
transaction PKTX Stock Option Other $0 -260,000 -100% $0* 0 07 Dec 2022 Common Stock 260,000 $0.11 Direct F1
transaction PKTX Stock Option Other $0 -4,000,000 -100% $0* 0 07 Dec 2022 Common Stock 4,000,000 $0.09 Direct F1
transaction PKTX Stock Option Award $0 +11,760,000 $0 11,760,000 07 Dec 2022 Common Stock 11,760,000 $0.028 Direct F2
transaction PKTX Sotck Option Award $0 +1,500,000 $0 1,500,000 07 Dec 2022 Common Stock 1,500,000 $0.028 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Cancellation of options with no value received.
F2 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested.
F3 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. 1,125,000 options vested December 7, 2022; 375,000 options vest December 31, 2022.