CLARENCE E. SMITH - 29 Aug 2023 Form 4 Insider Report for ProtoKinetix, Inc. (PKTX)

Role
President & CEO, Director, 10%+ Owner
Signature
/s/ Clarence E. Smith
Issuer symbol
PKTX
Transactions as of
29 Aug 2023
Net transactions value
+$30,000
Form type
4
Filing time
30 Aug 2023, 17:10:08 UTC
Previous filing
15 Jun 2023
Next filing
28 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PKTX Common Stock Purchase $30,000 +1,500,000 +3% $0.0200 51,214,443 29 Aug 2023 Direct F1
holding PKTX Common Stock 13,572,649 29 Aug 2023 See footnote F2
holding PKTX Common Stock 1,850,000 29 Aug 2023 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PKTX Stock Option 27,600,000 29 Aug 2023 Common Stock 27,600,000 $0.0280 Direct F4
holding PKTX Stock Option 4,750,000 29 Aug 2023 Common Stock 4,750,000 $0.0280 Direct F4
holding PKTX Warrant 600,000 29 Aug 2023 Common Stock 600,000 $0.0500 Direct
holding PKTX Warrant 1,000,000 29 Aug 2023 Common Stock 1,000,000 $0.0500 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares purchased in private placement of the Company.
F2 Shares held by the Clarence E. Smith Trusts.
F3 Shares held by Mr. Smith's retirement account.
F4 Options granted pursuant to Amended 2017 Stock Option and Stock Bonus Plan on December 7, 2022. Fully vested.