Jeffrey Alan Wolf - May 16, 2024 Form 4 Insider Report for Scorpius Holdings, Inc. (SCPX)

Role
Chief Executive Officer, Director
Signature
/s/ Jeffrey Alan Wolf
Stock symbol
SCPX
Transactions as of
May 16, 2024
Transactions value $
$0
Form type
4
Date filed
5/17/2024, 04:30 PM
Previous filing
Dec 15, 2023
Next filing
May 1, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCPX Common Stock Award +2.5M +233.04% 3.57M May 16, 2024 Direct F1, F2
holding SCPX Common Stock 11K May 16, 2024 See footnote F2, F3
holding SCPX Common Stock 10.2K May 16, 2024 See footnote F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCPX Warrant (right to buy) Award +2.5M 2.5M May 16, 2024 Common Stock 2.5M $0.12 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 16, 2024 Scorpius Holdings, Inc. (the "Company") agreed to issue approximately $6 million of securities including shares of its common stock and warrants (the "Warrants") to purchase shares of common stock to certain investors, including Jeffrey Alan Wolf. The combined purchase price of each unit of common stock and accompanying Warrant was $0.10.
F2 Does not include 26,468 shares held by Mr. Wolf's children's trust (the "Trust"). Mr. Wolf is not the trustee, nor does he claim beneficial ownership of the Trust. Mr. Wolf disclaims beneficial ownership of the shares of Common Stock held by the Trust, Orion (as defined below), and Seed-One (as defined below), except to the extent of any pecuniary interest (as defined in Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended) that he may have in such entities.
F3 Held by Orion Holdings V, LLC ("Orion"). Mr. Wolf is managing member of Orion.
F4 Held by Seed-One Holdings VI, LLC ("Seed-One"). Mr. Wolf is managing member of Seed-One.