| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DLPN | Common Stock | Purchase | $4.99K | +4.9K | +3.02% | $1.02 | 167K | Apr 21, 2025 | Direct | F1 |
| holding | DLPN | Common Stock | 56K | Apr 21, 2025 | By Dolphin Entertainment, LLC | F2 | |||||
| holding | DLPN | Common Stock | 62.1K | Apr 21, 2025 | By Dolphin Digital Media Holdings, LLC | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.00 to $1.02, inclusive. The reporting person undertakes to provide to Dolphin Entertainment, Inc., any security holder of Dolphin Entertainment, Inc or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote (1) to this Form 4. |
| F2 | Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV. |
| F3 | Dolphin Digital Media Holdings LLC is an entity wholly owned by William O'Dowd IV. |