Louis Hoch - Nov 18, 2021 Form 4 Insider Report for Usio, Inc. (USIO)

Role
President and CEO, Director, 10%+ Owner
Signature
Louis Hoch
Stock symbol
USIO
Transactions as of
Nov 18, 2021
Transactions value $
$622,120
Form type
4
Date filed
11/22/2021, 03:53 PM
Next filing
Oct 6, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USIO Common Stock Award $639K +100K +3.83% $6.39 2.71M Nov 18, 2021 Direct F1
transaction USIO Common Stock Sale -$16.9K -2K -0.07% $8.44 2.71M Nov 22, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction USIO Restricted Stock Units Award $0 +10K $0.00 10K Nov 18, 2021 Common Stock 10K $0.00 Direct F3
transaction USIO Restricted Stock Units Award $0 +10K +100% $0.00 20K Nov 18, 2021 Common Stock 10K $0.00 Direct F4
transaction USIO Restricted Stock Units Award $0 +10K +50% $0.00 30K Nov 18, 2021 Common Stock 10K $0.00 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vests 11/18/2031 or change of control or per terms of employment agreement.
F2 This trade was effected pursuant to a 10(b)5-1 plan effective June 14, 2021.
F3 Restricted stock units vests 11/18/2022.
F4 Restricted stock units vests 11/18/2023.
F5 Restricted stock units vests 11/18/2024.