JOHN T. MCDONALD - 16 Sep 2021 Form 4 Insider Report for Upland Software, Inc. (UPLD)

Role
CEO, Director
Signature
/s/ Kin Gill (as attorney-in-fact for Mr. McDonald)
Issuer symbol
UPLD
Transactions as of
16 Sep 2021
Net transactions value
-$372,725
Form type
4
Filing time
20 Sep 2021, 16:09:41 UTC
Previous filing
02 Jul 2021
Next filing
15 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPLD Common Stock Tax liability $372,725 -10,090 -0.7% $36.94* 1,428,306 16 Sep 2021 Direct F1
holding UPLD Common Stock 153,738 16 Sep 2021 By National Financial Services as Cust FBO J. McDonald RRA F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities.
F2 Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.