JOHN T. MCDONALD - 16 Sep 2025 Form 4 Insider Report for Upland Software, Inc. (UPLD)

Role
CEO, Director
Signature
/s/ Michael D. Hill (as attorney-in-fact for J. McDonald)
Issuer symbol
UPLD
Transactions as of
16 Sep 2025
Transactions value $
-$56,931
Form type
4
Filing time
17 Sep 2025, 17:29:11 UTC
Previous filing
11 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
MCDONALD JOHN T CEO, Director 900 S. CAPITAL OF TEXAS HWY, LAS CIMAS IV, SUITE 300, AUSTIN /s/ Michael D. Hill (as attorney-in-fact for J. McDonald) 17 Sep 2025 0001094792

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UPLD Common Stock Tax liability -$56,930 -22,956 -0.94% $2.48 2,429,169 16 Sep 2025 Direct F1, F2
holding UPLD Common Stock 363,738 16 Sep 2025 By National Financial Services as Cust FBO J. McDonald RRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units. This is not an open market sale of securities.
F2 Does not include 125,000 shares of common stock held in a trust for the benefit of Mr. McDonald's children of which The Bryn Mawr Trust Company of Delaware is the trustee.