JEAN F. RANKIN - 07 Jun 2021 Form 4 Insider Report for Resonant Inc (RESN)

Role: Director
Signature: /s/ Martin S. McDermut, Attorney-In-Fact
Issuer symbol: RESN
Transactions as of: 07 Jun 2021
Transactions value $: $0
Form type: 4
Filing time: 09 Jun 2021, 20:59:15 UTC
Previous filing: 04 Jun 2021
Next filing: 30 Jul 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RESN	Common Stock	Options Exercise		+13.7K	+29.19%		60.8K	07 Jun 2021	Direct	F1
transaction	RESN	Common Stock	Options Exercise		+12.7K	+20.91%		73.5K	07 Jun 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	RESN	Restricted Stock Units	Options Exercise	$0	-13.7K	-100%	$0.00^*	0	07 Jun 2021	Common Stock	13.7K		Direct	F1, F2
transaction	RESN	Restricted Stock Units	Options Exercise	$0	-12.7K	-50%	$0.00	12.7K	07 Jun 2021	Common Stock	12.7K		Direct	F1, F3
transaction	RESN	Restricted Stock Units	Award	$0	+19.8K		$0.00	19.8K	08 Jun 2021	Common Stock	19.8K		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
F2	50% of the shares vested on June 8, 2020, and 50% of the shares vested on June 7, 2021.
F3	50% of the shares vested on June 7, 2021, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 9, 2022.
F4	50% of the shares shall vest on the earlier of (i) the day prior to the first annual meeting of stockholders following the grant and (ii) June 8, 2022, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 8, 2023.