Jeffrey T. Pero - 30 Jun 2021 Form 4 Insider Report for REDWOOD TRUST INC (RWT)

Role
Director
Signature
Attorney-In-Fact: /s/ Andrew P. Stone
Issuer symbol
RWT
Transactions as of
30 Jun 2021
Transactions value $
$0
Form type
4
Filing time
02 Jul 2021, 16:18:21 UTC
Previous filing
21 May 2021
Next filing
31 Aug 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RWT Deferred Stock Units Award $0 +475 $0.00 475 30 Jun 2021 Common Stock 475 $12.00 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction relates to the acquisition of Deferred Stock Units in accordance with the deferral election made with respect to director compensation and/or dividend equivalent rights according to the terms and conditions of the Redwood Trust Inc. Amended and Restated Executive Deferred Compensation Plan.
F2 100% vested at grant.
F3 No expiration date is applicable to deferred stock units.

Remarks:

See continuation page(s) for footnotes