Robert S. Lavet - 02 Aug 2021 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Signature
/s/ Deanna Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
02 Aug 2021
Transactions value $
$-378,257
Form type
4
Filing time
04 Aug 2021, 21:42:53 UTC
Previous filing
02 Jun 2021
Next filing
16 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +53,683 +4.3% 1,302,597 02 Aug 2021 Direct F1
transaction SOFI Common Stock Tax liability $-378,257 -24,451 -1.88% $15.47 1,278,146 02 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -53,683 -11.8% $0.000000 403,021 02 Aug 2021 Common Stock 53,683 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.