Micah Heavener - 02 Aug 2021 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Signature
/s/ Deanna Smith, Attorney-in- Fact
Issuer symbol
SOFI
Transactions as of
02 Aug 2021
Net transactions value
-$218,545
Form type
4
Filing time
04 Aug 2021, 21:44:01 UTC
Previous filing
02 Jun 2021
Next filing
26 Aug 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise +35,543 +36% 135,539 02 Aug 2021 Direct F1
transaction SOFI Common Stock Tax liability $218,545 -14,127 -10% $15.47 121,412 02 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Restricted Stock Unit Options Exercise $0 -35,543 -9.6% $0.000000 336,249 02 Aug 2021 Common Stock 35,543 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Represents the settlement of a portion of the restricted stock units granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.