JONAS GROSSMAN - 10 Aug 2021 Form 3 Insider Report for Chardan NexTech Acquisition 2 Corp. (DFLI)

Signature
/s/ Jonas Grossman
Issuer symbol
DFLI
Transactions as of
10 Aug 2021
Net transactions value
$0
Form type
3
Filing time
10 Aug 2021, 21:57:08 UTC
Previous filing
17 Aug 2021
Next filing
08 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DFLI Common Stock, par value $0.0001 3,030,500 10 Aug 2021 See footnote. F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As described in Chardan NexTech Acquisition 2 Corp.'s (the "Issuer") registration statement on Form S-1 (File No. 333-254010), as amended (the "Registration Statement"), such amount includes 412,500 shares of common stock, par value $0.0001 per share (the "Common Stock"), of the Issuer subject to forfeiture to the extent that the underwriters do not fully or partially exercise their over-allotment option in the Issuer's initial public offering of the Common Stock.
F2 As described in the Registration Statement, Chardan NexTech Investments 2 LLC, a Delaware limited liability company (the "Sponsor"), is the record holder of such shares. Mr. Grossman is the sole member of our sponsor. As such, Mr. Grossman may be deemed to have beneficial ownership of the Common Stock held directly by the Sponsor. Mr. Grossman disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.