Anthony Noto - 20 Aug 2021 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: Chief Executive Officer, Director
Signature: /s/ Deanna Smith, Attorney-in-Fact
Issuer symbol: SOFI
Transactions as of: 20 Aug 2021
Transactions value $: -$2,819,030
Form type: 4
Filing time: 24 Aug 2021, 21:10:34 UTC
Previous filing: 19 Aug 2021
Next filing: 27 Aug 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise		+399,844	+18%		2,624,246	20 Aug 2021	Direct	F1
transaction	SOFI	Common Stock	Tax liability	-$2,819,029	-198,244	-7.6%	$14.22	2,426,002	20 Aug 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Options Exercise	$0	-399,844	-5.3%	$0	7,128,996	20 Aug 2021	Common Stock	399,844		Direct	F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2	Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3	Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.