Eric Smit - 15 Sep 2021 Form 4 Insider Report for EGAIN Corp (EGAN)

Role
Chief Financial Officer
Signature
/s/ Eric Smit
Issuer symbol
EGAN
Transactions as of
15 Sep 2021
Net transactions value
-$31,360
Form type
4
Filing time
17 Sep 2021, 16:01:20 UTC
Previous filing
18 Aug 2021
Next filing
31 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EGAN Common Stock Options Exercise $18,870 +3,000 +2.3% $6.29 132,187 15 Sep 2021 Direct F1
transaction EGAN Common Stock Options Exercise $5,000 +2,000 +1.5% $2.50 134,187 15 Sep 2021 Direct F1
transaction EGAN Common Stock Sale $33,150 -3,000 -2.2% $11.05 131,187 15 Sep 2021 Direct F1, F2
transaction EGAN Common Stock Sale $22,080 -2,000 -1.5% $11.04 129,187 15 Sep 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EGAN Employee Stock Option (right to buy) Options Exercise $0 -2,000 -3.3% $0.000000 58,000 15 Sep 2021 Common Stock 2,000 $2.50 Direct F3
transaction EGAN Employee Stock Option (right to buy) Options Exercise $0 -3,000 -12% $0.000000 22,000 15 Sep 2021 Common Stock 3,000 $6.29 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020.
F2 Represents actual price. These shares were sold in multiple transactions ranging in price from $11.00 to $11.15. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F3 The options, representing a right to purchase a total of 112,000 shares, became exercisable beginning on September 19, 2017 over four years at a rate of 1/48th of the total shares each month.
F4 The options, representing a right to purchase a total of 75,000 shares, became exercisable beginning on September 11, 2014 over four years at a rate of 1/48th of the total shares each month.