Anthony Noto - 27 Sep 2021 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: Chief Executive Officer, Director
Signature: /s/ Deanna Smith, Attorney-in-Fact
Issuer symbol: SOFI
Transactions as of: 27 Sep 2021
Transactions value $: -$889,144
Form type: 4
Filing time: 28 Sep 2021, 17:33:40 UTC
Previous filing: 16 Sep 2021
Next filing: 22 Oct 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise		+101,663	+4%		2,633,897	27 Sep 2021	Direct	F1
transaction	SOFI	Common Stock	Tax liability	-$889,144	-50,405	-1.9%	$17.64	2,583,492	27 Sep 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Options Exercise	$0	-101,663	-1.5%	$0	6,830,818	27 Sep 2021	Common Stock	101,663		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2	Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3	Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.