CRAIG ARNOLD - 05 Nov 2021 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer., Director
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Issuer symbol
ETN
Transactions as of
05 Nov 2021
Transactions value $
-$12,690,755
Form type
4
Filing time
08 Nov 2021, 17:13:40 UTC
Previous filing
07 May 2021
Next filing
24 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Options Exercise $99,998 +1,391 +0.37% $71.89 380,887 05 Nov 2021 Direct F1
transaction ETN Ordinary Shares Tax liability -$99,896 -577 -0.15% $173.13 380,310 05 Nov 2021 Direct
transaction ETN Ordinary Shares Options Exercise $9,170,216 +127,559 +33.54% $71.89 507,869 05 Nov 2021 Direct
transaction ETN Ordinary Shares Sale -$4,428,110 -25,929 -5.11% $170.78 481,940 05 Nov 2021 Direct F2
transaction ETN Ordinary Shares Sale -$14,122,233 -82,432 -17.1% $171.32 399,508 05 Nov 2021 Direct F3
transaction ETN Ordinary Shares Sale -$2,853,503 -16,558 -4.14% $172.33 382,950 05 Nov 2021 Direct F4
transaction ETN Ordinary Shares Sale -$457,241 -2,640 -0.69% $173.2 380,310 05 Nov 2021 Direct F5
transaction ETN Ordinary Shares Options Exercise $99,991 +1,220 +0.32% $81.96 381,530 05 Nov 2021 Direct
transaction ETN Ordinary Shares Tax liability -$99,976 -577 -0.15% $173.27 380,953 05 Nov 2021 Direct
holding ETN Ordinary Shares 179 05 Nov 2021 by trustee of ESP

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -1,391 -1.08% $0 127,559 05 Nov 2021 Ordinary Shares 1,391 $71.89 Direct F6
transaction ETN Stock Option Options Exercise $0 -127,559 -100% $0* 0 05 Nov 2021 Ordinary Shares 127,559 $71.89 Direct F6
transaction ETN Stock Option Options Exercise $0 -1,220 -1.04% $0 116,330 05 Nov 2021 Ordinary Shares 1,220 $81.96 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of shares beneficially owned has been updated to correct an administrative error.
F2 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $170.32 - $170.995. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $171.00 - $171.995. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $172.01 - $172.95. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $173.03 - $173.36. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F6 These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Remarks:

Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer.