Nicolas Finazzo - 12 Nov 2021 Form 4 Insider Report for AerSale Corp (ASLE)

Role
CEO & Division Pres., TechOps., Director
Signature
/s/ Martin Garmendia, Attorney-in-fact For Nicholas Finazzo
Issuer symbol
ASLE
Transactions as of
12 Nov 2021
Transactions value $
$0
Form type
4
Filing time
16 Nov 2021, 20:26:10 UTC
Previous filing
26 Oct 2021
Next filing
04 Apr 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASLE Common Stock Exercise of in-the-money or at-the-money derivative security +103,363 +3.7% 2,932,249 12 Nov 2021 See footnote F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASLE Warrant Exercise of in-the-money or at-the-money derivative security $0 -103,363 -100% $0* 0 12 Nov 2021 Common Stock 103,363 $11.5 See footnote F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 12, 2021 the reporting person exercised 103,363 warrants to purchase 103,636 shares of the registrant's common stock for $11.50 a share. The reporting person paid $1,188,674.50 to the registrant with respect to the exercise of the warrants.
F2 The shares of common stock are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such common stock except to the extend of any pecuniary interest herein.
F3 The warrants are currently exercisable and will expire on December 22, 2025.