GREGG A. BRESNER - 17 Nov 2021 Form 4 Insider Report for CION Investment Corp (CION)

Role
President & CIO
Signature
/s/ Gregg A. Bresner
Issuer symbol
CION
Transactions as of
17 Nov 2021
Transactions value $
$156,566
Form type
4
Filing time
19 Nov 2021, 18:01:02 UTC
Next filing
23 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CION Common Stock, $0.001 par value Purchase $69,603 +5,269 $13.21 5,269 17 Nov 2021 Direct F1, F2
transaction CION Common Stock, $0.001 par value Purchase $66,998 +5,130 +97.4% $13.06 10,399 18 Nov 2021 Direct F1, F3
transaction CION Common Stock, $0.001 par value Purchase $19,965 +1,500 +14.4% $13.31 11,899 18 Nov 2021 See Footnote F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate of purchases effected on the same trading day at different prices.
F2 Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.20 to $13.21 per share.
F3 Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.05 to $13.25 per share.
F4 Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.25 to $13.31 per share.
F5 Purchased by an IRA of the Reporting Person.

Remarks:

Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.