GEORGE THOMPSON HUTTON - 22 Nov 2021 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role
Director
Signature
/s/ Deanna Smith, Attorney-in-Fact
Issuer symbol
SOFI
Transactions as of
22 Nov 2021
Transactions value $
$2,429,881,472
Form type
4
Filing time
24 Nov 2021, 15:37:33 UTC
Previous filing
03 Sep 2021
Next filing
01 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SOFI Common Stock Options Exercise $2,429,881,472 +348,560 +72% $6,971.2* 829,520 22 Nov 2021 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SOFI Stock Options (right to buy) Options Exercise $0 -348,560 -62% $0 211,361 22 Nov 2021 Common Stock 348,560 $0.02 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is the sole beneficiary and trustee of Hutton Living Trust, 12/10/96, which directly holds 210,589 shares of common stock.
F2 Represents the exercise of a portion of the stock options granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.