Keith S. Franz - 23 Nov 2021 Form 4 Insider Report for CION Investment Corp (CION)

Role
CFO & Treasurer
Signature
/s/ Keith S. Franz
Issuer symbol
CION
Transactions as of
23 Nov 2021
Transactions value $
$208,800
Form type
4
Filing time
26 Nov 2021, 09:16:12 UTC
Next filing
17 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CION Common stock, $0.001 par value Purchase $67.5K +5K $13.50 5K 23 Nov 2021 Direct
transaction CION Common stock, $0.001 par value Purchase $141K +10K +200% $14.13 15K 24 Nov 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate of purchases effected on the same trading day at different prices.
F2 Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $14.06 to $14.17 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.