Bert A. Frost - 21 Dec 2021 Form 4 Insider Report for CF Industries Holdings, Inc. (CF)

Role
Sr.VP,Sales,Mkt Dev & Supp Chn
Signature
/s/ Douglas C. Barnard, by power of attorney
Issuer symbol
CF
Transactions as of
21 Dec 2021
Transactions value $
-$4,349,050
Form type
4
Filing time
23 Dec 2021, 15:05:27 UTC
Previous filing
17 Dec 2021
Next filing
05 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CF Common stock, par value $0.01 per share Options Exercise $619K +20K +29.28% $30.95 88.3K 21 Dec 2021 Direct F1
transaction CF Common stock, par value $0.01 per share Options Exercise $724K +20K +22.65% $36.19 108K 21 Dec 2021 Direct F1
transaction CF Common stock, par value $0.01 per share Sale -$2.72M -40K -36.94% $68.00 68.3K 21 Dec 2021 Direct F1, F2
transaction CF Common stock, par value $0.01 per share Sale -$340K -5K -7.32% $68.00 63.3K 21 Dec 2021 Direct F1
transaction CF Common stock, par value $0.01 per share Options Exercise $1.55M +50.1K +79.12% $30.95 113K 22 Dec 2021 Direct F1
transaction CF Common stock, par value $0.01 per share Options Exercise $724K +20K +17.64% $36.19 133K 22 Dec 2021 Direct F1
transaction CF Common stock, par value $0.01 per share Sale -$4.91M -70.1K -52.54% $70.00 63.3K 22 Dec 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CF Employee Stock Option (right to buy) Options Exercise $0 -20K -28.54% $0.00 50.1K 21 Dec 2021 Common Stock, par value $0.01 per share 20K $30.95 Direct F1, F4
transaction CF Employee Stock Option (right to buy) Options Exercise $0 -20K -29.9% $0.00 46.9K 21 Dec 2021 Common Stock, par value $0.01 per share 20K $36.19 Direct F1, F5
transaction CF Employee Stock Option (right to buy) Options Exercise $0 -50.1K -100% $0.00* 0 22 Dec 2021 Common Stock, par value $0.01 per share 50.1K $30.95 Direct F1, F4
transaction CF Employee Stock Option (right to buy) Options Exercise $0 -20K -42.65% $0.00 26.9K 22 Dec 2021 Common Stock, par value $0.01 per share 20K $36.19 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2021.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 to $68.02, inclusive. The reporting person undertakes to provide to CF Industries Holdings, Inc., any security holder of CF Industries Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.005, inclusive. The reporting person undertakes to provide to CF Industries Holdings, Inc., any security holder of CF Industries Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within that range.
F4 The options vested in three equal installments on March 3, 2018, 2019 and 2020 and expire on March 3, 2027.
F5 The options vested in three equal installments on March 3, 2017, 2018 and 2019 and expire on March 3, 2026.