Howard J. Sherman - Jan 1, 2022 Form 3 Insider Report for Norwegian Cruise Line Holdings Ltd. (NCLH)

Role
Pres. & CEO Oceania Cruises
Signature
By: /s/ Daniel S. Farkas, attorney-in-fact for Howard Sherman
Stock symbol
NCLH
Transactions as of
Jan 1, 2022
Transactions value $
$0
Form type
3
Date filed
1/6/2022, 03:33 PM
Next filing
Feb 16, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NCLH Common Stock 364 Jan 1, 2022 Direct
holding NCLH Common Stock 8.03K Jan 1, 2022 Direct F1, F2
holding NCLH Common Stock 24.6K Jan 1, 2022 Direct F1, F3
holding NCLH Common Stock 92.1K Jan 1, 2022 Direct F1, F4
holding NCLH Common Stock 44.7K Jan 1, 2022 Direct F1, F5
holding NCLH Common Stock 10.8K Jan 1, 2022 Direct F1, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NCLH Stock Option (right to buy) Jan 1, 2022 Common Stock 30K $41.79 Direct F7
holding NCLH Stock Option (right to buy) Jan 1, 2022 Common Stock 50K $56.19 Direct F8
holding NCLH Stock Option (right to buy) Jan 1, 2022 Common Stock 25K $50.31 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.
F2 Represents unvested portion of a grant of restricted share units made on March 1, 2019 under NCLH's Amended and Restated 2013 Performance Incentive Plan (the "Plan"). The restricted share units will vest in one installment on March 1, 2022.
F3 Represents unvested portion of a grant of restricted share units made on March 2, 2020 under the Plan. The restricted share units will vest in equal installments on March 1, 2022 and March 1, 2023.
F4 Represents unvested portion of a grant of restricted share units made on July 27, 2020 under the Plan. The restricted share units will vest in one installment on July 27, 2022.
F5 Represents unvested portion of a grant of restricted share units made on June 15, 2021 under the Plan. The restricted share units will vest in equal installments on March 1, 2022, March 1, 2023 and March 1, 2024.
F6 Represents a grant of restricted share units under the Plan on March 1, 2019. The restricted share units were originally subject to performance hurdles. The Compensation Committee determined the performance condition achievement level on October 26, 2020, and the restricted share units will vest on March 1, 2022.
F7 The options vested over a period of four years. All of the options were vested as of November 19, 2018.
F8 The options vested over a period of three years. All of the options were vested as of July 1, 2018.
F9 The options vested over a period of three years. All of the options were vested as of March 1, 2019.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney