Stephen Malherbe - 25 Oct 2021 Form 4 Insider Report for Enfusion, Inc. (ENFN)

Role
10%+ Owner
Signature
/s/ Blake Nielsen, as Attorney-in-Fact for Stephen Malherbe
Issuer symbol
ENFN
Transactions as of
25 Oct 2021
Transactions value $
-$24,569,633
Form type
4
Filing time
16 Feb 2022, 19:56:18 UTC
Previous filing
16 Feb 2022
Next filing
21 Feb 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ENFN Common Units of Enfusion Ltd. LLC Disposed to Issuer -$24.6M -1.55M -11.52% $15.90 11.9M 25 Oct 2021 Class A Common Stock 1.55M See Footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common units of Enfusion Ltd. LLC (the "Common Units"), and the corresponding shares of Class B common stock are exchangeable for shares of the Issuer's Class A common stock on a one-for-one basis with the Issuer having the ability to elect to pay cash in lieu of issuing Class A common stock.
F2 This amount represents the $17.00 initial public offering price per share of common stock of the Issuer, less the underwriting discount of $1.105 per share.
F3 These Common Units are held by Malherbe Investments LLC. Stephen Malherbe is the sole manager of Malherbe Investments LLC, an estate planning vehicle. The Reporting Person may be deemed to have dispositive power over the Common Units held by Malherbe Investments LLC. Mr. Malherbe disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.