James W. Blake - Mar 15, 2022 Form 4 Insider Report for HarborOne Bancorp, Inc. (HONE)

Role
Chief Executive Officer, Director
Signature
/s/ Linda H. Simmons
Stock symbol
HONE
Transactions as of
Mar 15, 2022
Transactions value $
-$242,539
Form type
4
Date filed
3/16/2022, 04:45 PM
Previous filing
Mar 15, 2022
Next filing
Mar 17, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HONE Common Stock Options Exercise $340K +33.2K +11.5% $10.23 322K Mar 15, 2022 Direct
transaction HONE Common Stock Options Exercise $164K +16.8K +5.21% $9.79 339K Mar 15, 2022 Direct
transaction HONE Common Stock Sale -$747K -50K -14.76% $14.93 289K Mar 15, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HONE Stock Option (Right to Buy) Options Exercise $0 -33.2K -100% $0.00* 0 Mar 15, 2022 Common Stock 33.2K $10.23 Direct F3
transaction HONE Stock Option (Right to Buy) Options Exercise $0 -16.8K -12.6% $0.00 116K Mar 15, 2022 Common Stock 16.8K $9.79 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2022.
F2 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.84 to 15.18, inclusive.
F3 The options vested in three annual installments on August 16, 2018, August 16, 2019 and August 16, 2020.
F4 The options vested in three annual installments on November 26, 2019, November 26, 2020 and November 26, 2021.