Micah Heavener - Mar 16, 2022 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Role: Head of Operations
Signature: /s/ Deanna Smith, Attorney-in-Fact
Stock symbol: SOFI
Transactions as of: Mar 16, 2022
Transactions value $: -$163,854
Form type: 4
Date filed: 3/18/2022, 05:36 PM
Previous filing: Mar 17, 2022
Next filing: Mar 25, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SOFI	Common Stock	Options Exercise		+33.4K	+25.03%		167K	Mar 16, 2022	Direct	F1
transaction	SOFI	Common Stock	Tax liability	-$124K	-14.4K	-8.65%	$8.59	152K	Mar 16, 2022	Direct	F2
transaction	SOFI	Common Stock	Sale	-$40K	-5K	-3.28%	$8.01	147K	Mar 17, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SOFI	Restricted Stock Unit	Options Exercise	$0	-33.4K	-12.48%	$0.00	234K	Mar 16, 2022	Common Stock	33.4K		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2	Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3	Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.