Alex R. Thurman - Apr 1, 2022 Form 3 Insider Report for GLAUKOS Corp (GKOS)

Role
SVP & Chief Financial Officer
Signature
Diana Scherer, Attorney-in-Fact
Stock symbol
GKOS
Transactions as of
Apr 1, 2022
Transactions value $
$0
Form type
3
Date filed
4/5/2022, 08:40 PM
Next filing
Dec 19, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GKOS Common Stock 46.3K Apr 1, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GKOS Stock Option (Right to Buy) Apr 1, 2022 Common Stock 40K $38.68 Direct F2
holding GKOS Stock Option (Right to Buy) Apr 1, 2022 Common Stock 20K $33.81 Direct F3
holding GKOS Stock Option (Right to Buy) Apr 1, 2022 Common Stock 15K $45.71 Direct F4
holding GKOS Stock Option (Right to Buy) Apr 1, 2022 Common Stock 6.68K $28.78 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 30,281 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F2 This option was granted on October 6, 2016 and is fully vested and exercisable.
F3 This option was granted on December 14, 2016 and is fully vested and exercisable.
F4 This option was granted on March 15, 2017 and is fully vested and exercisable.
F5 This option was granted on April 1, 2020 and is fully vested and exercisable.