Mark Gatto - 19 May 2022 Form 4 Insider Report for CION Investment Corp (CION)

Role
Co-Chairman & Co-CEO, Director
Signature
/s/ Mark Gatto
Issuer symbol
CION
Transactions as of
19 May 2022
Net transactions value
+$54,900
Form type
4
Filing time
23 May 2022, 10:52:22 UTC
Next filing
24 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CION Common stock, $0.001 par value Purchase $54,900 +5,000 +18% $10.98 32,806 19 May 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 27,805.55 shares of which CION Investment Group, LLC ("CIG") is the record holder. Mr. Gatto, with another individual, controls CIG and as a result, may be deemed to be an indirect beneficial owner of the shares held by CIG. Mr. Gatto disclaims beneficial ownership of the shares held by CIG except to the extent of his pecuniary interest therein.