PETER I. FINLAY - 31 May 2022 Form 4 Insider Report for CION Investment Corp (CION)

Role
Director
Signature
/s/ Eric A. Pinero, Attorney-in-Fact
Issuer symbol
CION
Transactions as of
31 May 2022
Net transactions value
+$3,949
Form type
4
Filing time
01 Jun 2022, 08:56:32 UTC
Next filing
19 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CION Common Stock, $0.001 par value Purchase $3,949 +360 $10.97 360 31 May 2022 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A self-employed pension plan is the record holder of these Shares. Mr Finlay is the direct beneficiary with sole voting and investment power with respect to the Shares held by the self-employed pension plan.

Remarks:

Director Exhibit List: Exhibit 24.0 - Power of Attorney