Karen Drexler - 14 Jun 2022 Form 4/A - Amendment Insider Report for Tivic Health Systems, Inc. (TIVC)

Role
Director
Signature
/s/ Jennifer Ernst, attorney-in-fact
Issuer symbol
TIVC
Transactions as of
14 Jun 2022
Net transactions value
$0
Form type
4/A - Amendment
Filing time
21 Jun 2022, 17:23:54 UTC
Date Of Original Report
16 Jun 2022
Previous filing
01 Jun 2022
Next filing
18 Nov 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TIVC Employee Stock Option (Right to Buy) Award $0 +40,000 $0.000000 40,000 14 Jun 2022 Common Stock 40,000 $1.75 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Amendment No. 1 ("Form 4/A") to the Form 4 filed by the reporting person on June 16, 2022 (the "Original Form 4") is being filed to correct an administrative error, resulting in the incorrect versting schedule being included for the option. As reflected in this Form 4/A, the option vests as follows: (i) 50% on the first anniversary of the grant date, (ii) 25% on the second anniversary of the grant date, and (iii) 25% on the third anniversary of the grant date.