STERNADT PAULO RUIZ - 05 Jul 2022 Form 3 Insider Report for Eaton Corp plc (ETN)

Role
Officer
Signature
/s/ Lizbeth L. Wright, as Attorney-in Fact
Issuer symbol
ETN
Transactions as of
05 Jul 2022
Transactions value $
$0
Form type
3
Filing time
07 Jul 2022, 14:00:20 UTC
Previous filing
10 May 2021
Next filing
08 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ETN Ordinary Shares 3.84K 05 Jul 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ETN Restricted Stock Units 05 Jul 2022 Ordinary Shares 917 $0.00 Direct F1, F2
holding ETN Restricted Stock Units 05 Jul 2022 Ordinary Shares 1.43K $0.00 Direct F2, F3
holding ETN Restricted Stock Units 05 Jul 2022 Ordinary Shares 1.63K $0.00 Direct F2, F4
holding ETN Stock Option 05 Jul 2022 Ordinary Shares 6.3K $81.91 Direct F5
holding ETN Stock Option 05 Jul 2022 Ordinary Shares 11.7K $98.21 Direct F6
holding ETN Stock Option 05 Jul 2022 Ordinary Shares 11K $130.86 Direct F7
holding ETN Stock Option 05 Jul 2022 Ordinary Shares 6.7K $151.76 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units were granted on February 25, 2020 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F2 This field is not applicable.
F3 These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F4 These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F5 These stock options were granted on May 1, 2019 and are fully vested and exercisable.
F6 These stock options were granted on February 25, 2020 and become exercisable as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F7 These stock options were granted on February 23, 2021 and become exercisable as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F8 These stock options were granted on February 22, 2022 and become exercisable as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

Remarks:

President and Chief Operating Officer - Industrial Sector of Eaton Corporation, a subsidiary of the Issuer. Power of Attorney is attached hereto as Exhibit 24.