Patrick Kirwin - 07 Jul 2022 Form 3 Insider Report for ProMIS Neurosciences Inc. (PMN)

Role
Director
Signature
/s/ Jason L. Langford, Attorney-in-Fact for Patrick D. Kirwin
Issuer symbol
PMN
Transactions as of
07 Jul 2022
Transactions value $
$0
Form type
3
Filing time
07 Jul 2022, 19:23:45
Next filing
18 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PMN Common Shares 38K 07 Jul 2022 Direct
holding PMN Common Shares 22.3K 07 Jul 2022 By Patrick D. Kirwin Professional Corp
holding PMN Common Shares 2.38K 07 Jul 2022 By Patrick Kirwin TFSA
holding PMN Common Shares 5.73K 07 Jul 2022 By his spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PMN Option (right to buy) 07 Jul 2022 Common Shares 4.17K $4.80 Direct F1, F2
holding PMN Option (right to buy) 07 Jul 2022 Common Shares 4.17K $9.60 Direct F1, F3
holding PMN Option (right to buy) 07 Jul 2022 Common Shares 8.33K $10.20 Direct F1, F4
holding PMN Warrants (right to buy) 07 Jul 2022 Common Shares 667 $18.00 By his spouse F1
holding PMN Warrants (right to buy) 07 Jul 2022 Common Shares 3.33K $12.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion or exercise price is in Canadian dollars.
F2 The option agreement provides that 25% of the options vest immediately, with the remainder vesting ratably over the next three quarters. The option was granted on October 7, 2015.
F3 The option agreement provides that 25% of the options vest immediately, with the remainder vesting ratably over the next three quarters. The option was granted on September 19, 2016.
F4 The option agreement provides that 25% of the options vest immediately, with the remainder vesting ratably over the next three quarters. The option was granted on March 30, 2021.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney