DOUGLAS POLINSKY - 14 Sep 2022 Form 4 Insider Report for Mill City Ventures III, Ltd (MCVT)

Role
Chief Executive Officer, Director
Signature
/s/ Douglas M. Polinsky
Issuer symbol
MCVT
Transactions as of
14 Sep 2022
Transactions value $
$30,671
Form type
4
Filing time
16 Sep 2022, 14:26:50 UTC
Previous filing
22 Aug 2022
Next filing
23 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MCVT Common Stock Purchase $3,306 +1,181 +0.48% $2.8 247,346 14 Sep 2022 Direct F3
transaction MCVT Common Stock Purchase $25,134 +8,819 +3.6% $2.85 256,165 14 Sep 2022 Direct F3
transaction MCVT Common Stock Purchase $1,444 +529 +0.21% $2.73 256,694 15 Sep 2022 Direct F3
transaction MCVT Common Stock Purchase $550 +200 +0.08% $2.75 256,894 15 Sep 2022 Direct F3
transaction MCVT Common Stock Purchase $236 +85 +0.03% $2.78 256,979 15 Sep 2022 Direct F3
holding MCVT Common Stock 30,850 14 Sep 2022 By Great North Capital Corp. F1
holding MCVT Common Stock 128,915 14 Sep 2022 By Lantern Advisers LLC F2
holding MCVT Common Stock 246,165 14 Sep 2022 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 A Minnesota corporation of which the reporting person is the Chief Executive Officer.
F2 A Minnesota limited liability company of which the reporting person is a member and manager. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
F3 Of the reported amount, 10,000 common shares are held subject to forfeiture pursuant to a restricted stock agreement with the issuer under which all such shares are to vest, and forfeiture restrictions lapse, on January 24, 2023.