Tony Scavuzzo - 20 Oct 2022 Form 3 Insider Report for Third Coast Bancshares, Inc. (TCBX)

Role: Director
Signature: /S/ TONY SCAVUZZO
Issuer symbol: TCBX
Transactions as of: 20 Oct 2022
Transactions value $: $0
Form type: 3
Filing time: 01 Nov 2022, 20:29:04
Previous filing: 29 Nov 2021
Next filing: 16 Feb 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	TCBX	Common Stock						0	20 Oct 2022	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person is a managing principal of Castle Creek Capital VIII LLC, the general partner of Castle Creek Capital Partners VIII, LP ("Fund VIII") and Castle Creek Capital Partners VIII Co-Investment Fund A, LP ("Fund VIII Co-Invest"). The reporting person disclaims beneficial ownership of (i) 30,000 shares and 5,750 shares of the issuer's Series A convertible perpetual preferred stock owned by Fund VIII and Fund VIII Co-Invest, respectively, and (ii) 119,000 warrants to purchase the issuer's common stock owned by Fund VIII, in each case except to the extent of his pecuniary interest in Fund VIII, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Content

The reporting person is a managing principal of Castle Creek Capital VIII LLC, the general partner of Castle Creek Capital Partners VIII, LP ("Fund VIII") and Castle Creek Capital Partners VIII Co-Investment Fund A, LP ("Fund VIII Co-Invest"). The reporting person disclaims beneficial ownership of (i) 30,000 shares and 5,750 shares of the issuer's Series A convertible perpetual preferred stock owned by Fund VIII and Fund VIII Co-Invest, respectively, and (ii) 119,000 warrants to purchase the issuer's common stock owned by Fund VIII, in each case except to the extent of his pecuniary interest in Fund VIII, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.