Jose Luis Crespo - 19 Aug 2022 Form 4 Insider Report for PLUG POWER INC (PLUG)

Role
GM, MATL Handling, Key Accts
Signature
/s/ Gerard L. Conway, Jr., Attorney-in-Fact
Issuer symbol
PLUG
Transactions as of
19 Aug 2022
Transactions value $
-$1,624,053
Form type
4
Date filed
02 Dec 2022, 17:41
Previous filing
28 Dec 2021
Next filing
31 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLUG Common Stock Tax liability -$971K -34.2K -9.85% $28.43 312K 19 Aug 2022 Direct F1, F2
transaction PLUG Common Stock Tax liability -$653K -29.9K -9.57% $21.85 283K 28 Sep 2022 Direct F1, F3
holding PLUG Common Stock 38.4K 19 Aug 2022 401(k) Plan F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award.
F2 Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of August 18, 2022, which is the date prior to the date withholding was effected.
F3 Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of September 27, 2022, which is the date prior to the date withholding was effected.
F4 The Reporting Person holds 38,358 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of November 14, 2022.