JERRY J. JASINOWSKI - 01 Dec 2022 Form 4 Insider Report for NORTHWEST BIOTHERAPEUTICS INC (NWBO)

Role
Director
Signature
/s/ Jerry J. Jasinowski
Issuer symbol
NWBO
Transactions as of
01 Dec 2022
Net transactions value
+$599,994
Form type
4
Filing time
05 Dec 2022, 19:56:00 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NWBO Series C Convertible Preferred Stock Award $599,994 +28,235 $21.25* 28,235 01 Dec 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 1, 2022, the Issuer and Mr. Jasinowski entered into a Subscription Agreement (the "Agreement"). Pursuant to the Agreement, Mr. Jasinowski purchased 28,235 shares of the Issuer's Series C Convertible Preferred Stock at a price per share of $21.25, for an aggregate purchase price of approximately $600,000.